Duke University
Sociology 190
MMS 190
Capstone Course in the Markets and Management Program
Spring 2000 M 7-9:30p.m.

Dr. Patricia Thornton
Office: 265 Soc/Psych
Phone: 660-5760
E-mail: thornton@soc.duke.edu
Hours: M W 3:30-4:30p.m. and by appointment

Required Materials:

Readings are on reserve at Perkins Library in hard copy and online forms and can be accessed at

http://www.lib.duke.edu/access/reserves.

Subscription to one of the following (wait for introductory organizing session to order)
a. Sunday edition of the New York Times
b. BusinessWeek
c. The Economist
d. Wall Street Journal

Course Purpose and Goals:

First, the course synthesizes the Markets and Management core course curriculum, emphasizing the integration of theoretical concepts and their application to business settings. Class time is allotted to discussion of social science theories relevant to business strategy and their application to current business press articles. Students teams will be responsible for leading class discussion of scholarly and business press articles. One fourth of the class will have responsibility for each of the four sources of business press articles from the above stated sources.

Second, the course will focus on how to develop a case study of a product, firm, industry, occupation, country, or region. This paper should draw upon two or more social science theoretical perspectives from core courses. This research experience should produce a 12-15 page paper.

Third, the course is organized to increase the student's knowledge of entrepreneurship. It is helpful if students have taken the sociology 159 course in the M&M curriculum. We will explore how the venture capital industry and venture capital firms are organized and how new firms are founded with venture capital. Students will receive training in how to evaluate business plans and field experience evaluating the top contending plans in a Research Triangle venture capital firm. Student teams will act as mock venture capital firms and will be asked to recommend both in writing and in oral presentation which plan to fund. At the end of the exercise, a partner from the venture capital firm will reveal which plan was funded and why.

The course is organized as a seminar, allowing students an opportunity to create learning opportunities for themselves and the seminar community as a whole.

Specific course objectives are to:

1. provide a forum to review, synthesize, and apply social science theoretical perspectives from previous Markets and Management Program core courses to business settings.

2. learn to develop a case study paper which draws upon two or more theoretical perspectives from core courses.

3. increase knowledge of entrepreneurship, business strategy, and how new companies are founded with venture capital funding.

4. provide a setting in which students learn to work effectively in teams.

5. enable students to learn how to critique business plans.

6. engage students in field experience in a venture capital firm and a professional business environment.

The course syllabus, information on the case study paper, and the method of grading of the business plan critique and class presentation are available on the web site for the sociology department, http://www.soc.duke/edu/courses/MMS190.06/19006syls00.htm.

Requirements:
Four elements determine the course grade. The underlined links indicate the basis of the grade.

15 % 1) a team project consisting of leading seminar discussion of a theoretical reading and its application to a business press article.
Seminar

15 % 2) class participation and responsibility for bringing to class and presenting business press articles that relate to the weeks news and readings.

35 % 3) a case study paper, 12 to 15 pages in length.
Case Study Paper
Case Study Grading Sheet

35 % 4) a project in which student teams act as mini venture capital firms, critiquing and (conducting due diligence) on three business plans submitted to Intersouth Partners, a well-known venture capital firm in the Research Triangle. Teams will be selected by the instructor to reflect an equitable distribution of student knowledge, skills, experience, and interests. This assignment includes a written critique of each plan, a written comparative analysis of all three plans, and an oral presentation of 1 of the plans. In total, this entails four brief papers, 2-3 pages each. In the comparative analysis, student teams are asked to make recommendations regarding funding.
Business Plan Presentation
Business Plan Evaluation
Student Background

Business plans are proprietary and confidential information. We are fortunate that the partners at Intersouth have agreed to arrange for the necessary permissions from entrepreneurs and investors for students to review their plans. It will be necessary for students to sign confidentiality agreements in order to review these business plans.

Team members may be asked to evaluate the level of participation of their fellow team members.

Introduction and Overview of the Course

W 1/12

M 1/17 holiday: Martin Luther King Day


M 1/24
I. Review and Application of Theoretical Perspectives
The following theoretical perspectives will be useful in 3 ways:
1) to better understand the reading of business press articles.
2) to generate and organize ideas for the case study paper.
3) to develop a conceptual framework by which to evaluate business plans.

No business can be founded and continue to survive in isolation. Organizations of all types must cooperate and compete in complex environments. This strategic challenge is daunting in todays global business environment. It requires that founders and managers have a strong sense of business ethics and a command of different lenses in which to analyze their organization and its competitive position. A knowledge of business history is important to understanding the institutional legacies that shape current business practices. Familiarity with theory is important in anticipating business problems and predicting their potential outcomes. We will practice this philosophy by applying theoretical perspectives to analyzing business press articles and business plans.

Perspectives on Strategy
Origin and Diffusion
Meyer, John W. 1994. "Rationalized Environments." Pp. 28-54 in Institutional Environments and Organizations: Structural Complexity and Individualism, edited by W. Richard Scott and John W. Meyer, Thousand Oaks, CA: Sage.

M 1/31
Core Concepts
Porter, Michael 1985. "Competitive Strategy: The Core Concepts." Competitive Advantage: Creating and Sustaining Superior Performance.

M 2/7
Status
Stuart, Toby E., Ha Hoang, and Ralph C. Hybels 1999. "Interorganizational Endorsements and the Performance of Entrepreneurial Ventures." Administrative Science Quarterly. 44:315- 349

M 2/14
The State and Management Culture
Fligstein, Neil 1996. "Markets as Politics: A Political-Cultural Approach to Market Institutions." American Sociological Review, 61: 4: 656-673.

M 2/21
Technology
Tushman and Anderson (1986) "Technological Discontinuities and Organizational Environments. Administrative Science Quarterly 31:439-465.

M 2/28
Nation-State Culture
Biggart, Nicole Woolsey and Mauro F. Guillen 1999. "Developing Difference: Social Organization and the Rise of the Auto Industries of South Korea, Taiwan, Spain, and Argentina." American Sociological Review 64:722-747.

M 3/6
Globalization
Alderson, Arthur S. (1999). "Explaining Deindustrialization: Globalization, Failure or Success?" American Sociological Review. 64: 701-721.

Case study papers are due on or before Wednesday 3/8. Late papers will be down graded.

M 3/13 Spring Break, no class

M 3/20
II. Elements of Business Plan Critique: Contenders to Amazon.com
Spenner, Kenneth, "How to Prepare a Business Plan," teaching case
Sanders, William, 1995 "World Wide Scientific Books," business plan example
Kranberg, Susan "Online Retailing Explosion Hits the Tranquil College Textbook Market," Publishers Weekly, May 1, 1999.
www.amazon.com, click on About Amazon.com.

M 3/27
Venture Capital: Firms and the Industry
Dougherty, Dennis "Venturing Forth," Entrepreneur's Guide, Council for Entrepreneurial Development
National Venture Capital Association, "The Venture Capital Industry," http://www.nvca.org/def.html, (obtain article from web link)
Bygrave, William and Timmons, Jeffrey, 1992 Venture Capital at the Crossroads, chapter 1
Florida, Richard and Kenney, Martin 1988 "Venture Capital, High Technology, and Regional Development," Regional Studies 22(1): 33-48.

Guest Speaker: Mitch Mumma, Partner, Intersouth Partners

M 4/3
Free Class for business plan critique teams

Business plan critiques are due Friday 4/7. Late critiques will be down graded.

M 4/10
III. Critique of business plans
Presentation of critiques by Teams

Guest speaker: Mitch Mumma, Partner, Intersouth Partners

M 4/17
Presentation of critiques by Teams

Guest Speaker: Mitch Mumma, Partner, Intersouth Partners
Topic: Which Plan did Intersouth Fund and Why?

M 4/24
Course Conclusion, Reflection, and Evaluation